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Kurland Pleads Guilty, Will Not Cooperate in Galleon Case
Mark Kurland refuses to cooperate with prosecutors after pleading guilty to securities fraud.
Court Grants SEC’s Request to Amend Complaint in Galleon Case
Amended complaint alleges Rajaratnam paid more than $1 million for inside information.
Bernard Madoff’s Brother Subject of Criminal Investigation
Bernie Madoff’s brother, Peter, is the subject of a federal criminal investigation.
Australia: ASIC Will Receive More Regulatory Power
Proposed changes would provide Australia’s securities regulator with enhanced powers.
Rating Agencies Off the Hook in Lehman Case
Investors’ suit against Moody’s and Standard and Poor’s dismissed.
Securities Docket A.M. News Wire for Jan. 28, 2010
Get caught up with the Securities Docket A.M. News Wire for Jan. 28, 2010.
Thank You to Our Sponsors
Thank you to our sponsors Alvarez & Marsal, Daylight Forensic & Advisory, FTI Consulting and FAILSAFE CPA.
FINRA Issues Guidance on Blogs and Social Networking
FINRA guidance covers internal policies and procedures for blogging and social networking.
Insurer Lloyd’s Ordered to Pay Defense Counsel’s Fees in Stanford Case
Lloyd’s ordered to pay defense counsel’s fees for Allen Stanford and his CIO.
Prosecutors Line Up New Witnesses in Galleon Case
Mark Kurland waives Galleon indictment, may cooperate in Galleon prosecution.