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April 19 Event: Live From the National Press Club in D.C.
Please join panelists Stanley Sporkin, Thomas Sporkin, George Curtis and John Reed Stark for this extraordinary breakfast event.
Howard Scheck Named Chief Accountant for SEC’s Division of Enforcement
Former Enforcement Branch Chief returning to agency.
April 8 Webcast: FCPA and International Anti-Corruption Enforcement–Trends in 2010
Please join F. Joseph Warin, Benno Schwarz, Mark F. Mendelsohn and Phillip Desing for this free webcast.
SEC Says ‘Potato,’ ‘Frequent Flier Miles’ Code for Fraud
How do potatoes, wedding gifts, and frequent flier miles relate to insider trading?
Securities Docket A.M. News Wire for Mar. 25, 2010
Get caught up with the Securities Docket A.M. News Wire for Mar. 25, 2010.
Credit Suisse Ordered to Pay STMicroelectronics $431 Million
Credit Suisse ordered to pay for unauthorized investments in ARS.
Australia: ASIC Purchases Integrated Market Surveillance System
ASIC gears up to take on market surveillance role in the third quarter.
UK: Three Directors of Alstom Arrested on Suspicion of Bribery
SFO raids offices and homes, arrests three directors on bribery charges.
U.S. Securities Class Action Settlement Amounts Up 35% in 2009
Class action settlement amounts expected to continue to rise in 2010.
Daimler Agrees to Pay $185 Million to Settle Bribery Charges
Daimler is accused of bribing officials in 22 countries.