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Browse: Home / Amanda Harding / Page 2

Amanda Harding

New 'Anti-Claw Back' Bill May Help Madoff Victims

New ‘Anti-Claw Back’ Bill May Help Madoff Victims

By Amanda Harding on April 21, 2010, 3:55 pm

Bill would retroactively apply to Madoff victims.

Posted in Regulation | Tagged Madoff

Google's Announcements on Financial Performance Now Exclusively Released On Its IR Website

Google’s Announcements on Financial Performance Now Exclusively Released On Its IR Website

By Amanda Harding on April 21, 2010, 3:34 pm

Google will make financial disclosures exclusively on this “recognized channel.”

Posted in Regulation | Tagged Regulation, Regulation FD

SEC Looking to Hire Hedge Fund Managers

SEC Looking to Hire Hedge Fund Managers

By Amanda Harding on April 15, 2010, 11:20 pm

The SEC seeks five hedge fund managers for its new Asset Management unit.

Posted in SEC | Tagged Hedge Funds, Regulators

SEC Subpoenas Pre-Paid Legal Services Inc.

SEC Subpoenas Pre-Paid Legal Services Inc.

By Amanda Harding on April 15, 2010, 10:59 pm

SEC subpoenas documents relating to customer complaints and resignation of Pre-Paid Legal’s CEO.

Posted in SEC | Tagged Investigations

New Chief of SEC's Municipal Securities and Public Pensions Unit Discusses Plans

New Chief of SEC’s Municipal Securities and Public Pensions Unit Discusses Plans

By Amanda Harding on April 15, 2010, 10:55 pm

SEC’s Greenberg discusses focus of new Municipal Securities and Public Pensions Unit.

Posted in SEC | Tagged Regulators

Petters Sentenced to 50 Years for Fraud Scheme

Petters Sentenced to 50 Years for Fraud Scheme

By Amanda Harding on April 13, 2010, 10:54 pm

Petters sentenced for orchestrating the largest fraud in Minnesota’s history.

Posted in Criminal | Tagged Financial Fraud, Sentencing

At Former Maxim CFO's Trial, Dead CEO Blamed for Options Backdating

At Former Maxim CFO’s Trial, Dead CEO Blamed for Options Backdating

By Amanda Harding on April 13, 2010, 10:39 pm

Former Maxim CFO blames deceased CEO for options backdating scandal.

Posted in Criminal | Tagged Options Backdating, Trials

Judge: FCPA "Sting" Cases Will Not Be Tried This Year

Judge: FCPA “Sting” Cases Will Not Be Tried This Year

By Amanda Harding on April 13, 2010, 10:32 pm

Judge says most of the Spring 2010 proceedings will be dedicated to discovery.

Posted in Criminal | Tagged FCPA, Hearings

Australia: Equities Dealer Pleads Guilty to 25 Counts of Insider Trading

Australia: Equities Dealer Pleads Guilty to 25 Counts of Insider Trading

By Amanda Harding on April 8, 2010, 10:13 pm

Equities dealer at Orion Asset Management pleads guilty to insider trading.

Posted in Global | Tagged Australia, Guilty Pleas, Insider Trading

Coffey Promises to Stay Vigilant With Wall Street if Elected AG

Coffey Promises to Stay Vigilant With Wall Street if Elected AG

By Amanda Harding on April 8, 2010, 10:00 pm

Sean Coffey intends to focus on the “gatekeepers” in the securities world.

Posted in Industry, People | Tagged Attorney Generals, Lawyers

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